KOVACK SECURITIES, INC. / KOVACK ADVISORS, INC.

Warren Marmorstein is affiliated with Kovack Securities, Inc., and Kovack Advisors, Inc., (collectively "Kovack"), a national securities and investment advisory firm, respectively, offering personalized financial planning and financial advisor services to individuals and institutional investors through independent financial professionals amongst hundreds of branch locations throughout the country.  Founded in 1997, Kovack is headquartered at 6451 N. Federal Highway, Suite 1201, in Fort Lauderdale, Florida, 33308, (800) 711-4078.

Kovack has no proprietary investment (securities and or insurance) products. This enables  representatives to focus on their client’s individual goals and objectives without concerns about specific product quotas or corporate mandated sales goals.
 
Kovack is a member of the Financial Industry Regulatory Authority, Inc. ("FINRA", www.finra.org) and the Securities Investors Protection Corporation ("SIPC" www.sipc.org). Kovack processes direct business accounts through major mutual funds and insurance companies, and securities brokerage business through its clearing partner, Pershing, LLC, ("Pershing"), the securities and brokerage industry's largest clearing firm/asset custodian with over $1 trillion in global customer assets.  Pershing has over seventy years experience serving its customers.  Pershing is a subsidiary of Bank of New York Mellon, an entity with over $26 trillion in assets under their custody and administration.  
 
Pershing is also a member of SIPC.  SIPC provides insurance protection up to $500,000 per customer account including a maximum of $250,000 for cash claims. For more information please visit the SIPC website at www.sipc.org.  In addition to SIPC protection, Pershing maintains "Excess SIPC" insurance from a third party insurer, namely Lloyds of London, for up to $1 billion in protection over all of Pershing's securities and brokerage customer accounts.  This "Excess SIPC" protection is in addition to the protection provided by the Securities and Investors Protection Act, which is administered by SIPC, and is subject to certain conditions and limitations, details of which are available upon request. Neither SIPC coverage nor the additional insurance coverage provided by Pershing protects against a decline in the market value of securities. 
 
You may read more about Pershing at www.pershing.com
 
Feel free to visit the Kovack corporate web site at www.kovacksecurities.com for further information.  
 
Contact us at (561) 251-0377 or outside of South Florida callers toll free at (888) 858-2453. 
 

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