KOVACK SECURITIES, INC. / KOVACK ADVISORS, INC.

Warren Marmorstein is affiliated with Kovack Securities, Inc., and Kovack Advisors, Inc., (collectively "Kovack"), a national securities and investment advisory firm, respectively, offering personalized financial planning and financial advisor services to individuals and institutional investors through independent financial professionals amongst hundreds of branch locations throughout the country.  Founded in 1997, Kovack is headquartered at 6451 N. Federal Highway, Suite 1201, in Fort Lauderdale, Florida, 33308, (800) 711-4078.

Kovack has no proprietary investment (securities and or insurance) products. This enables its representatives to focus on their client’s individual goals and objectives without concerns about specific product quotas or corporate mandated sales goals.
 
Kovack is a member of the Financial Industry Regulatory Authority, Inc. ("FINRA", www.finra.org) and the Securities Investors Protection Corporation ("SIPC" www.sipc.org). Kovack processes direct business accounts through major mutual funds and insurance companies, and securities brokerage business through its clearing relationship with Pershing LLC, ("Pershing"), an industry leader for 80 years and the largest clearing firm in the U.S. based on number of broker-dealer customers ("Investment News" 2019). Pershing (member FINRA, NYSE, SIPC) is a BNY Mellon company.   
 
Pershing is also a member of SIPC, which protects securities customers of its members up to  $500,000 (including $250,000 for claims for cash).  An explanatory brochure is available upon request or at www.sipc.org.  In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits from certain underwriters in Lloyd's insurance market and other commercial insurers. 
 
Neither SIPC coverage nor the additional insurance coverage provided by Pershing protects against a decline in the market value of securities.
 
Pershing, Kovack, and Marmorstein Wealth Management are separate, unaffiliated companies, not responsible for each other's services or policies.
 
You may read more about Pershing at www.pershing.com
 
Feel free to visit the Kovack corporate web site at www.kovacksecurities.com for further information.  
 
Contact us at (561) 251-0377 or outside of South Florida callers toll free at (888) 858-2453. 
 

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